RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• T••••• F•••••••
- C•••• A••••••• L•• asset manager currentsince Jul 28, 2026 · San Francisco, Ca
- D••••••••• F••• A••••••• L• asset managerApr 5, 2022 to Jul 9, 2026 · Austin, Tx
- M••••• S•••••• wirehouseJan 13, 2021 to Mar 14, 2022 · Wellesley, Ma
- D••••••••• F••• A••••••• L• to C•••• A••••••• L••left Jul 9, 2026, registered Jul 28, 2026 (19 days) · Other
- M••••• S•••••• to D••••••••• F••• A••••••• L•left Mar 14, 2022, registered Apr 5, 2022 (22 days) · Other
- N••••••• T••••• F••••••• left D••••••••• F••• A••••••• L• for C•••• A••••••• L•• (registered 2026-07-28)Jul 9, 2026 · Advisor changed firm · fact
- N••••••• T••••• F••••••• left M••••• S•••••• for D••••••••• F••• A••••••• L• (registered 2022-04-05)Mar 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address