RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Z•••••• M•••••• J••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Middletown, Oh
- C••• F•••••••• S•••••••• L••• formerSep 26, 2022 to May 15, 2025 · Dayton, Oh
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerAug 13, 2021 to Sep 30, 2022 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerSep 15, 2020 to Sep 30, 2022 · Boston, Ma
- F•••••••• I••••••••• C••••••••• institutionalAug 31, 2020 to Sep 30, 2022 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMAug 31, 2020 to Sep 30, 2022 · Pittsburgh, Pa
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to C••• F•••••••• S•••••••• L•••left Sep 30, 2022, registered Sep 26, 2022 (-4 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Sep 30, 2022, registered Aug 13, 2021 (-413 days) · channel change inside one enterprise, not a move
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left Sep 30, 2022, registered Aug 31, 2020 (-760 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Sep 30, 2022, registered Sep 15, 2020 (-745 days) · channel change inside one enterprise, not a move
- Z•••••• M•••••• J•••••••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for C••• F•••••••• S•••••••• L••• (registered 2022-09-26)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address