RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• K• J•••••
- W•••• F•••• A••••••• wirehouse currentsince Sep 30, 2025 · San Francisco, Ca
- I••••• C••••••• L•• asset managerMar 10, 2025 to Jul 8, 2025 · San Francisco, Ca
- M••••• S•••••• wirehouseMay 31, 2022 to Dec 6, 2024 · Philadelphia, Pa
- I••••• C••••••• L•• to W•••• F•••• A•••••••left Jul 8, 2025, registered Sep 30, 2025 (84 days) · Other
- M••••• S•••••• to I••••• C••••••• L••left Dec 6, 2024, registered Mar 10, 2025 (94 days) · Other
- D••••••• K• J••••• left I••••• C••••••• L•• for W•••• F•••• A••••••• (registered 2025-09-30)Jul 8, 2025 · Advisor changed firm · fact
- D••••••• K• J••••• left M••••• S•••••• for I••••• C••••••• L•• (registered 2025-03-10)Dec 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address