DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Success Wealth Management LLC
Latest filing Sep 1, 2026
First filing on the tape Oct 25, 2023 · 22 filings
SEC status approved since Nov 30, 2023
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$109M individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$7.9M
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
14
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$110M as of Jun 17, 2026
Jan 29, 2024$40.1M then
HNW client RAUM$21.1M as of Jun 17, 2026
Jan 29, 2024$0 then
State-registered IARs (5.B.3)15 as of Jun 17, 2026
Jan 29, 202411 then
Employees (5.A)15 as of Jun 17, 2026
Jan 29, 202411 then
Private funds: no history
RAUM +67% over the last fiscal yearIARs 13 to 14offices 13 to 14
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $7.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $89,813derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.9derived15 offices incl. principal (1.F.5)
- RAUM growth, one year
- +67%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$87.9M80%
- High-net-worth individuals$21.1M19%
- Corporations and businesses$950,0000.9%
- Charitable organizations$500,0000.5%
- Individual clients
- 803reported
- HNW clients
- 11reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 1,230reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Marc Goldman | Wexford, Pa | Jan 11, 2019 | 13 y | 0 |
| Aaron Matthew Gagnier | Wexford, Pa | Jan 28, 2019 | 25 y | 5 |
| Gregory Mark Brawn | Wexford, Pa | Mar 14, 2019 | 17 y | 1 |
| Kendra Carano | Sebastian, Fl | Mar 2, 2020 | 10 y | 0 |
| Jessica Jones | Wexford, Pa | Mar 26, 2020 | 11 y | 0 |
| Daniel Alexander Griego | Wexford, Pa | Jun 28, 2022 | 25 y | 0 |
| John Carl Blanck | Wexford, Pa | Jan 27, 2023 | 18 y | 0 |
| Kelly H Bandli | Wexford, Pa | Jan 27, 2023 | 18 y | 0 |
| Nicholle Ann Zoltaszek | Wexford, Pa | Dec 1, 2023 | 18 y | 3 |
| Travis Rick Streblow | Plymouth, Wi | Jan 2, 2024 | 19 y | 0 |
| Daniel Michael Grix | Wexford, Pa | Jul 8, 2024 | 11 y | 0 |
| Isaac Ross | Wexford, Pa | Mar 19, 2026 | 21 y | 0 |
| Jeremy Dillingham | Sarasota, Fl | May 11, 2026 | 10 y | 1 |
| Matthew Kloos | Wexford, Pa | May 12, 2026 | 10 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 7.1% of current headcount2 left over 36 months
Left, latest
- Kenneth Eric Thomas to Coast Wealth Management Group, LLCAug 27, 2026 · RIA to a state-registered adviser
- Flavio Nelson Medeiros to Integrity Alliance, LLCJan 16, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Matthew Kloos from Cetera Investment Advisers LLCMay 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeremy Dillingham from Bankers Life Advisory Services, Inc.May 11, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kenneth Eric Thomas from Gradient Advisors, LLCSep 6, 2024 · RIA to RIA
- Nicholle Ann Zoltaszek from Bankers Life Advisory Services, Inc.Dec 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- Gregory Mark Brawn from Waddell & ReedMar 14, 2019 · Affiliated broker-dealer or bank to independent RIA
- Aaron Matthew Gagnier from Questar Asset Management, Inc.Jan 28, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marc Brian Goldman · Managing Member & Chief Compliance Officercontrolsince 07/2018 · owns 75% or more
Related persons
Schedule D 7.A
- American Senior Benefitsreal estaten
- American Senior Benefits Dba Modern District Financialreal estaten
- American Senior Benefits Of Texasreal estaten
- Success Financial Solutions, LLCreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wexford, Pa · principal | 14 | 3 | 1 | ||
| Traverse City, Mi | 2 | 0 | 0 | ||
| Warwick, Ri | 2 | 0 | 0 | ||
| Myrtle Beach, Sc | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Traverse City, MI3 employees
- Warwick, RI2 employees
- Goodlettsville, TN1 employees
- Myrtle Beach, SC1 employees
- Plymouth, WI1 employees
- Portland, OR1 employees
- Somerset, MA1 employees
- Toledo, OH1 employees
- Ventura, CA1 employees
- Austin, TX1 employees
- , 1 employees
- Bristol, RI1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 15, 2026RAUM (Item 5.F) moved from $66,000,000 to $110,470,000 (+67.0%) between the annual amendments of 2025-04-10 and 2026-04-15; the peer median change was +15.0% (4551 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 15 to 14Jun 17, 2026 to Sep 1, 2026
- Employees · 15 to 14Jun 17, 2026 to Sep 1, 2026
- Financial planning clients · 1-10 to 1-10Jun 17, 2026 to Sep 1, 2026
- State-registered IARs · 15 to 14Jun 17, 2026 to Sep 1, 2026
- Other offices · 15 to 14Jun 17, 2026 to Sep 1, 2026
- Succession · false to unsetJun 17, 2026 to Sep 1, 2026
- Advisory employees · 13 to 15Apr 15, 2026 to May 29, 2026
- Employees · 13 to 15Apr 15, 2026 to May 29, 2026
- State-registered IARs · 13 to 15Apr 15, 2026 to May 29, 2026
- Other offices · 14 to 15Apr 15, 2026 to May 29, 2026
- Accounts · 1,119 to 1,230Mar 27, 2026 to Apr 15, 2026
- Charity clients · 1 to 2Mar 27, 2026 to Apr 15, 2026
- Corporate clients · 1 to 5Mar 27, 2026 to Apr 15, 2026
- HNW clients · 10 to 11Mar 27, 2026 to Apr 15, 2026
- Individual clients · 760 to 803Mar 27, 2026 to Apr 15, 2026
- Other offices · 13 to 14Mar 27, 2026 to Apr 15, 2026
- Discretionary RAUM · $96.6M to $110MMar 27, 2026 to Apr 15, 2026
- HNW RAUM · $20.0M to $21.1MMar 27, 2026 to Apr 15, 2026
- Individual RAUM · $76.2M to $87.9MMar 27, 2026 to Apr 15, 2026
- RAUM · $96.6M to $110MMar 27, 2026 to Apr 15, 2026
- Advisory activities · 2 to 3Jan 27, 2026 to Feb 12, 2026
- Accounts · 937 to 1,119Apr 10, 2025 to Jan 27, 2026
- Charity clients · 0 to 1Apr 10, 2025 to Jan 27, 2026
- HNW clients · 2 to 10Apr 10, 2025 to Jan 27, 2026
- Individual clients · 742 to 760Apr 10, 2025 to Jan 27, 2026
- Assets in custody · 0.0 to unsetApr 10, 2025 to Jan 27, 2026
- Custody of client assets · true to falseApr 10, 2025 to Jan 27, 2026
- Financial planning clients · 0 to 1-10Apr 10, 2025 to Jan 27, 2026
- Discretionary RAUM · $66.0M to $96.6MApr 10, 2025 to Jan 27, 2026
- HNW RAUM · $3.7M to $20.0MApr 10, 2025 to Jan 27, 2026
- Individual RAUM · $61.7M to $76.2MApr 10, 2025 to Jan 27, 2026
- RAUM · $66.0M to $96.6MApr 10, 2025 to Jan 27, 2026
- Financial planning clients · 0 to 0Jan 16, 2025 to Apr 10, 2025
- Accounts · 676 to 937Dec 3, 2024 to Jan 16, 2025
- Advisory employees · 14 to 13Dec 3, 2024 to Jan 16, 2025
- BD registered reps · 1 to 0Dec 3, 2024 to Jan 16, 2025
- HNW clients · 0 to 2Dec 3, 2024 to Jan 16, 2025
- Individual clients · 543 to 742Dec 3, 2024 to Jan 16, 2025
- Employees · 14 to 13Dec 3, 2024 to Jan 16, 2025
- State-registered IARs · 14 to 13Dec 3, 2024 to Jan 16, 2025
Signals
4 dated events
- Kenneth Eric Thomas left Success Wealth Management Llc for Coast Wealth Management Group, Llc (registered 2026-08-28)Aug 27, 2026 · Advisor changed firm · fact
- Flavio Nelson Medeiros left Success Wealth Management Llc for Integrity Alliance, Llc (registered 2025-01-21)Jan 16, 2025 · Advisor changed firm · fact
- Mathew James Artman (Member) no longer on Schedule A of Success Wealth Management Llc (listed 2024-01-02, absent 2024-01-29)Jan 29, 2024 · Control person left · inference
- Success Wealth Management Llc filed its initial SEC registration (Form ADV)Oct 25, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 210-542-2797reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 231-342-8745reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 231-421-8331reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/success-wealth-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- successwealth.orgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 724-934-8128reportedpublic record, Form ADV, Sep 1, 2026
- Contact form
- successwealth.org/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026