RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• M•••• K•••••
- P•• W••••• M••••••••• BD affiliated currentsince Jun 27, 2025 · Edgewater, Md
- W•••• F•••• A••••••• wirehouseOct 30, 2023 to Jun 24, 2025 · Annapolis, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedMar 30, 2022 to Oct 10, 2023 · Owings Mills, Md
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Jun 24, 2025, registered Jun 27, 2025 (3 days) · Wirehouse to affiliated broker-dealer or bank
- T• R••• P•••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 10, 2023, registered Oct 30, 2023 (20 days) · RIA to wirehouse
- J••••••• M•••• K••••• left W•••• F•••• A••••••• for P•• W••••• M••••••••• (registered 2025-06-27)Jun 24, 2025 · Advisor changed firm · fact
- J••••••• M•••• K••••• left T• R••• P•••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2023-10-30)Oct 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address