DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Diego A Rojas

Fisher Investmentsindependent RIAPlano, Tx IA-onlyIAPD 7298240

Feed of 09/14/2026

Also filed as Diego Alejandro Rojas

At current firm

0 y

since Aug 26, 2026

In the industry

10 y

since Mar 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Fisher Investments independent RIA current
since Aug 26, 2026 · Plano, Tx
Morgan Stanley wirehouse
Oct 1, 2024 to Aug 29, 2025 · Tampa, Fl
Edelman Financial Engines independent RIA
May 29, 2024 to Sep 13, 2024 · Tampa, Fl
Fisher Investments independent RIA
Oct 26, 2020 to Jan 11, 2024 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Fisher Investments
left Aug 29, 2025, registered Aug 26, 2026 (362 days) · Wirehouse to independent RIA
Edelman Financial Engines to Morgan Stanley
left Sep 13, 2024, registered Oct 1, 2024 (18 days) · RIA to wirehouse
Fisher Investments to Edelman Financial Engines
left Jan 11, 2024, registered May 29, 2024 (139 days) · RIA to RIA

Signals

Diego A Rojas left Morgan Stanley for Fisher Investments (registered 2026-08-26)
Aug 29, 2025 · Advisor changed firm · fact
Diego A Rojas left Edelman Financial Engines for Morgan Stanley (registered 2024-10-01)
Sep 13, 2024 · Advisor changed firm · fact
Diego A Rojas left Fisher Investments for Edelman Financial Engines (registered 2024-05-29)
Jan 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address