DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Cooper
Feed of 09/15/2026
Also filed as Mike Cooper
At current firm
0 y
since Nov 6, 2025
In the industry
14 y
since Dec 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Nov 6, 2025 · Cherry Hill, Nj
- Thrivent Investment Management Inc. BD affiliatedOct 15, 2024 to Feb 28, 2025 · Cherry Hill, Nj
- J.P. Morgan Securities LLC wirehouseApr 22, 2022 to May 2, 2024 · Cherry Hill, Nj
- Thrivent Investment Management Inc. BD affiliatedApr 21, 2021 to Nov 19, 2021 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- Thrivent Investment Management Inc. to First Command Advisory Servicesleft Feb 28, 2025, registered Nov 6, 2025 (251 days) · Affiliated broker-dealer or bank to another
- J.P. Morgan Securities LLC to Thrivent Investment Management Inc.left May 2, 2024, registered Oct 15, 2024 (166 days) · Wirehouse to affiliated broker-dealer or bank
- Thrivent Investment Management Inc. to J.P. Morgan Securities LLCleft Nov 19, 2021, registered Apr 22, 2022 (154 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Michael Cooper left Thrivent Investment Management Inc. for First Command Advisory Services (registered 2025-11-06)Feb 28, 2025 · Advisor changed firm · fact
- Michael Cooper left J.P. Morgan Securities Llc for Thrivent Investment Management Inc. (registered 2024-10-15)May 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address