DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adele Kates

Morgan StanleywirehouseArlington, Va dual registrantIAPD 7316925

Feed of 09/14/2026

Also filed as Adele Mary-Emma Kates

At current firm

2 y

since Aug 13, 2024

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Aug 13, 2024 · Purchase, Ny
D.A. Davidson & Co. independent RIA
Feb 28, 2024 to Jun 12, 2024 · Vancouver, Wa
Missionsquare Retirement BD affiliated
Oct 31, 2023 to Jan 31, 2024 · Washington, Dc
Manning & Napier Advisors, LLC mixed wealth
Aug 22, 2023 to Oct 11, 2023 · Fairport, Ny

Moves

a registration end followed by a registration begin elsewhere

D.A. Davidson & Co. to Morgan Stanley
left Jun 12, 2024, registered Aug 13, 2024 (62 days) · RIA to wirehouse
Missionsquare Retirement to D.A. Davidson & Co.
left Jan 31, 2024, registered Feb 28, 2024 (28 days) · Other
Manning & Napier Advisors, LLC to Missionsquare Retirement
left Oct 11, 2023, registered Oct 31, 2023 (20 days) · Other

Signals

Adele Kates left D.A. Davidson & Co. for Morgan Stanley (registered 2024-08-13)
Jun 12, 2024 · Advisor changed firm · fact
Adele Kates left Missionsquare Retirement for D.A. Davidson & Co. (registered 2024-02-28)
Jan 31, 2024 · Advisor changed firm · fact
Adele Kates left Manning & Napier Advisors, Llc for Missionsquare Retirement (registered 2023-10-31)
Oct 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address