RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E••••• J•••• national BD currentsince Feb 17, 2026 · Red Hill, Pa
- C••••••••• F•••••••• N•••••• national BDAug 12, 2025 to Jan 15, 2026 · Allentown, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 10, 2021 to Jun 10, 2025 · Williston, Nd
- C••••••••• F•••••••• N•••••• to E••••• J••••left Jan 15, 2026, registered Feb 17, 2026 (33 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• F•••••••• N••••••left Jun 10, 2025, registered Aug 12, 2025 (63 days) · Affiliated broker-dealer or bank to another
- J•••• M••• L••• left C••••••••• F•••••••• N•••••• for E••••• J•••• (registered 2026-02-17)Jan 15, 2026 · Advisor changed firm · fact
- J•••• M••• L••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• F•••••••• N•••••• (registered 2025-08-12)Jun 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address