RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• H•••••••••
- W•••• F•••• A••••••• wirehouse currentsince Feb 4, 2026 · Acworth, Ga
- J••• M••••• S••••••••• L•• wirehouseSep 8, 2022 to Feb 17, 2026 · Atlanta, Ga
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 30, 2021 to Jul 9, 2022 · Nashville, Tn
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Feb 17, 2026, registered Feb 4, 2026 (-13 days) · Wirehouse to wirehouse
- T••••••• I••••••••• M••••••••• I••• to J••• M••••• S••••••••• L••left Jul 9, 2022, registered Sep 8, 2022 (61 days) · Affiliated broker-dealer or bank to wirehouse
- P••••• H••••••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-02-04)Feb 17, 2026 · Advisor changed firm · fact
- P••••• H••••••••• left T••••••• I••••••••• M••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2022-09-08)Jul 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address