RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••••• B•••••
- C•••••• A••••••• L•• asset manager currentsince Dec 17, 2024 · New York, Ny
- L•••• A••••• • C•• L•• asset managerJan 19, 2024 to Mar 26, 2024 · Jersey City, Nj
- M••••• S•••••• wirehouseDec 3, 2021 to Dec 19, 2022 · New York, Ny
- L•••• A••••• • C•• L•• to C•••••• A••••••• L••left Mar 26, 2024, registered Dec 17, 2024 (266 days) · Other
- M••••• S•••••• to L•••• A••••• • C•• L••left Dec 19, 2022, registered Jan 19, 2024 (396 days) · Other
- H••••••• B••••• left L•••• A••••• • C•• L•• for C•••••• A••••••• L•• (registered 2024-12-17)Mar 26, 2024 · Advisor changed firm · fact
- H••••••• B••••• left M••••• S•••••• for L•••• A••••• • C•• L•• (registered 2024-01-19)Dec 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address