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Registered advisor
E•••••• C••• P•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as E•••••• C••• P•••••
At current firm
3 y
since Apr 25, 2023
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliated currentsince Apr 25, 2023 · Raleigh, Nc
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 28, 2022 to Apr 6, 2023 · Durham, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedMar 28, 2022 to Oct 12, 2022 · Durham, Nc
- T••••••• I••••••••• M••••••••• I••• BD affiliatedOct 7, 2021 to Mar 21, 2022 · Heathrow, Fl
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F•••• C••••••• I••••••• S•••••••• I•••left Apr 6, 2023, registered Apr 25, 2023 (19 days) · Affiliated broker-dealer or bank to another
- V•••• F•••••••• A•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Oct 12, 2022, registered Nov 28, 2022 (47 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to V•••• F•••••••• A•••••••• I•••left Mar 21, 2022, registered Mar 28, 2022 (7 days) · Affiliated broker-dealer or bank to another
Signals
- E•••••• C••• P••••• left F••••••• P••••••• A•• W•••••••• A••••••• for F•••• C••••••• I••••••• S•••••••• I••• (registered 2023-04-25)Apr 6, 2023 · Advisor changed firm · fact
- E•••••• C••• P••••• left V•••• F•••••••• A•••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-11-28)Oct 12, 2022 · Advisor changed firm · fact
- E•••••• C••• P••••• left T••••••• I••••••••• M••••••••• I••• for V•••• F•••••••• A•••••••• I••• (registered 2022-03-28)Mar 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address