DFX Intelligence
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Registered advisor
N••••••• J•••• E•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N••• E•••••
At current firm
1 y
since Jul 11, 2025
In the industry
11 y
since Jun 1, 2015 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 11, 2025 · Chicago, Il
- S•••• W•••••• L•• unclassifiedJan 7, 2025 to Jul 9, 2025 · Wheaton, Il
- E••••• J•••• national BDSep 1, 2023 to Jan 22, 2024 · Wheaton, Il
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 24, 2022 to Jul 31, 2023 · Woodmere Village, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 5, 2022 to Feb 15, 2022 · Cleveland, Oh
- P••• A••••• S••••••••• L•• BD affiliatedAug 25, 2021 to Dec 16, 2021 · Beachwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- S•••• W•••••• L•• to S••••• W••••• A•••••••• I•••left Jul 9, 2025, registered Jul 11, 2025 (2 days) · Other
- E••••• J•••• to S•••• W•••••• L••left Jan 22, 2024, registered Jan 7, 2025 (351 days) · Other
- F••••••• P••••••• A•• W•••••••• A••••••• to E••••• J••••left Jul 31, 2023, registered Sep 1, 2023 (32 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 15, 2022, registered Mar 24, 2022 (37 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 16, 2021, registered Jan 5, 2022 (20 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 9, 2025 · Advisor changed firm · fact
- ••• LockedJan 22, 2024 · Advisor changed firm · fact
- ••• LockedJul 31, 2023 · Advisor changed firm · fact
- ••• LockedFeb 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address