DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Yex

Apollon Wealth Management, LLCindependent RIACharleston, Sc IA-onlyIAPD 7389107

Certified Financial Planner

Feed of 09/14/2026

Also filed as William Yex

At current firm

1 y

since Sep 17, 2025

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Apollon Wealth Management, LLC independent RIA current
since Sep 17, 2025 · Charleston, Sc
Lion Street Advisors, LLC former
Oct 7, 2024 to May 23, 2025 · Austin, Tx
Park Avenue Securities LLC BD affiliated
May 15, 2024 to Sep 30, 2024 · Mt Pleasant, Sc
Alphastar Capital Management independent RIA
Feb 22, 2023 to Mar 19, 2024 · Cornelius, Nc

Moves

a registration end followed by a registration begin elsewhere

Lion Street Advisors, LLC to Apollon Wealth Management, LLC
left May 23, 2025, registered Sep 17, 2025 (117 days) · Affiliated broker-dealer or bank to independent RIA
Park Avenue Securities LLC to Lion Street Advisors, LLC
left Sep 30, 2024, registered Oct 7, 2024 (7 days) · Affiliated broker-dealer or bank to another
Alphastar Capital Management to Park Avenue Securities LLC
left Mar 19, 2024, registered May 15, 2024 (57 days) · RIA to affiliated broker-dealer or bank

Signals

William Yex left Lion Street Advisors, Llc for Apollon Wealth Management, Llc (registered 2025-09-17)
May 23, 2025 · Advisor changed firm · fact
William Yex left Park Avenue Securities Llc for Lion Street Advisors, Llc (registered 2024-10-07)
Sep 30, 2024 · Advisor changed firm · fact
William Yex left Alphastar Capital Management for Park Avenue Securities Llc (registered 2024-05-15)
Mar 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address