A•••• J•••• F•••••

S•••••••• A••••••• L••national BDPhoenix, Az dual registrantIAPD 7393147

Feed of 09/14/2026

Also filed as A•••• J•••• F••••••••• J• F••••••••• F••••••••• J•••• F•••••

At current firm

0 y

since Mar 27, 2026

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 27, 2026 · Westlake, Tx
M••••• S•••••• wirehouse
Jun 24, 2025 to Nov 25, 2025 · Gilbert, Az
J••• M••••• S••••••••• L•• wirehouse
May 8, 2024 to Feb 16, 2025 · Tempe, Az
F••••••• P••••••• A•• W•••••••• A••••••• former
Apr 17, 2023 to Apr 19, 2024 · Phoenix, Az
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Jan 17, 2023 · Phoenix, Az
C••• B•••••••• S•••••••• I••• former
Apr 15, 2022 to May 18, 2022 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to S•••••••• A••••••• L••
left Nov 25, 2025, registered Mar 27, 2026 (122 days) · Wirehouse to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to M••••• S••••••
left Feb 16, 2025, registered Jun 24, 2025 (128 days) · Wirehouse to wirehouse
F••••••• P••••••• A•• W•••••••• A••••••• to J••• M••••• S••••••••• L••
left Apr 19, 2024, registered May 8, 2024 (19 days) · Affiliated broker-dealer or bank to wirehouse
L•• F•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jan 17, 2023, registered Apr 17, 2023 (90 days) · RIA to affiliated broker-dealer or bank
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Nov 25, 2025 · Advisor changed firm · fact
••• Locked
Feb 16, 2025 · Advisor changed firm · fact
••• Locked
Apr 19, 2024 · Advisor changed firm · fact
••• Locked
Jan 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address