RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V•••••••••
- S•••••••• A••••••• L•• national BD currentsince Apr 17, 2026 · San Antonio, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 24, 2022 to Apr 1, 2026 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseNov 15, 2021 to Oct 13, 2022 · San Antonio, Tx
- J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••left Apr 1, 2026, registered Apr 17, 2026 (16 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Oct 13, 2022, registered Oct 24, 2022 (11 days) · Wirehouse to wirehouse · moved with a team
- J•••• V••••••••• left J••• M••••• S••••••••• L•• for S•••••••• A••••••• L•• (registered 2026-04-17)Apr 1, 2026 · Advisor changed firm · fact
- J•••• V••••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-10-24)Oct 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address