RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S• B••••••
- V••••• S•••••••• W••••• P•••••••• L•• independent RIA currentsince Aug 22, 2025 · San Francisco, Ca
- I•• C••••••• L•• independent RIAFeb 28, 2025 to Jul 16, 2025 · San Francisco, Ca
- E••• C•••••• G••••• L•• formerJul 15, 2021 to Feb 28, 2025 · San Francisco, Ca
- I•• C••••••• L•• to V••••• S•••••••• W••••• P•••••••• L••left Jul 16, 2025, registered Aug 22, 2025 (37 days) · RIA to RIA · moved with a team
- E••• C•••••• G••••• L•• to I•• C••••••• L••left Feb 28, 2025, registered Feb 28, 2025 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A•••• S• B•••••• left I•• C••••••• L•• for V••••• S•••••••• W••••• P•••••••• L•• (registered 2025-08-22)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address