DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Verita Strategic Wealth Partners, LLC
Latest filing Mar 20, 2026
First filing on the tape Mar 14, 2025 · 4 filings
SEC status approved since Apr 2, 2025
RAUM
$1.0B
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
100%
$1.0B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$338M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.0B as of Mar 20, 2026
Mar 14, 2025$0 then
HNW client RAUM$1.0B as of Mar 20, 2026
Mar 14, 2025$0 then
State-registered IARs (5.B.3)1 as of Mar 20, 2026
Mar 14, 20252 then
Employees (5.A)9 as of Mar 20, 2026
Mar 14, 20252 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 1offices 1 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $338MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $59.6MderivedHNW RAUM over HNW clients
- Average account
- $59.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 17reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Sean Paul Rumrill | San Francisco, Ca | Aug 6, 2025 | 19 y | 2 |
| Aaron S Brailov | San Francisco, Ca | Aug 22, 2025 | 13 y | 2 |
| Autumn Joy Anderson | San Francisco, Ca | Jan 1, 2026 | 11 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Autumn Joy Anderson from Iconiq Capital, LLCJan 1, 2026 · Other
- Aaron S Brailov from Ieq Capital, LLCAug 22, 2025 · RIA to RIA
- Sean Paul Rumrill from Ieq Capital, LLCAug 6, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Ieq Capital, LLCJul 7, 2025 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Cesare Kelly Coffey · Co-Foundercontrolsince 02/2025 · owns 25% to 50%
- Leong Christine Connors · Co-Foundercontrolsince 02/2025 · owns 25% to 50%
- Russell Iain Mcneil · Chief Operating Officercontrolsince 07/2025 · owns less than 5%
- Daniel Patrick Hayes · Chief Compliance Officersince 02/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 12 to 17Aug 5, 2025 to Mar 20, 2026
- Advisory employees · 3 to 5Aug 5, 2025 to Mar 20, 2026
- HNW clients · 7 to 17Aug 5, 2025 to Mar 20, 2026
- Employees · 6 to 9Aug 5, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 11-25Aug 5, 2025 to Mar 20, 2026
- HQ city · to SAN FRANCISCOAug 5, 2025 to Mar 20, 2026
- HQ state · to CAAug 5, 2025 to Mar 20, 2026
- State-registered IARs · 3 to 1Aug 5, 2025 to Mar 20, 2026
- Other offices · 1 to 2Aug 5, 2025 to Mar 20, 2026
- Discretionary RAUM · $0 to $195MAug 5, 2025 to Mar 20, 2026
- HNW RAUM · $855M to $1.0BAug 5, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $855M to $818MAug 5, 2025 to Mar 20, 2026
- RAUM · $855M to $1.0BAug 5, 2025 to Mar 20, 2026
- Financial planning clients · 0 to 0Jul 30, 2025 to Aug 5, 2025
- Accounts · 0 to 12Mar 14, 2025 to Jul 30, 2025
- Advisory employees · 2 to 3Mar 14, 2025 to Jul 30, 2025
- HNW clients · 0 to 7Mar 14, 2025 to Jul 30, 2025
- Employees · 2 to 6Mar 14, 2025 to Jul 30, 2025
- State-registered IARs · 2 to 3Mar 14, 2025 to Jul 30, 2025
- HNW RAUM · $0 to $855MMar 14, 2025 to Jul 30, 2025
- Non-discretionary RAUM · $0 to $855MMar 14, 2025 to Jul 30, 2025
- RAUM · $0 to $855MMar 14, 2025 to Jul 30, 2025
Signals
1 dated events
- 2 advisors left Ieq Capital, LLC (San Francisco, CA) for Verita Strategic Wealth Partners, LLC within 9 daysJul 7, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/veritawealth/posts/?feedView=allreportedpublic record, Form ADV, Sep 17, 2026
- Website
- veritawealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 4155204345reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $338Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026