Z••• D• G•••••

E••••• J••••national BDSioux City, Iadual registrantIAPD 7411863

Feed of 09/14/2026

Also filed as Z••• D••••• G••••••••• G••••••••• D••••• G•••••

At current firm

0 y

since Jan 16, 2026

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jan 16, 2026 · Sioux City, Ia
M••••• S•••••• wirehouse
Dec 6, 2022 to Dec 3, 2025 · Gilbert, Az
V••••••• A•••••••• I••• BD affiliated
Oct 15, 2021 to Oct 27, 2022 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to E••••• J••••
left Dec 3, 2025, registered Jan 16, 2026 (44 days) · Wirehouse to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to M••••• S••••••
left Oct 27, 2022, registered Dec 6, 2022 (40 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team

Signals

••• Locked
Dec 3, 2025 · Advisor changed firm · fact
••• Locked
Oct 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address