RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• K••••• F••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Aug 5, 2024 · Atlanta, Ga
- G••••• C••••••• L•• formerAug 23, 2023 to Dec 2, 2024 · Atlanta, Ga
- E••••• • G•••• independent RIASep 21, 2021 to Aug 14, 2023 · Athens, Ga
- G••••• C••••••• L•• to F•••• P••••••• W•••••• L••left Dec 2, 2024, registered Aug 5, 2024 (-119 days) · RIA to RIA · moved with a team
- E••••• • G•••• to G••••• C••••••• L••left Aug 14, 2023, registered Aug 23, 2023 (9 days) · RIA to RIA
- M••••••• K••••• F•••••••• left G••••• C••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-08-05)Dec 2, 2024 · Advisor changed firm · fact
- M••••••• K••••• F•••••••• left E••••• • G•••• for G••••• C••••••• L•• (registered 2023-08-23)Aug 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address