RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• R••••• H•••••••••
- C•••••• independent RIA currentsince Jul 30, 2026 · Denver, Co
- A••••• T••••• P•••••• W••••• independent RIAFeb 16, 2023 to Jun 12, 2026 · Colorado Springs, Co
- W•••• F•••• A••••••• wirehouseOct 14, 2022 to Feb 22, 2023 · Colorado Springs, Co
- A••••• T••••• P•••••• W••••• to C••••••left Jun 12, 2026, registered Jul 30, 2026 (48 days) · RIA to RIA
- W•••• F•••• A••••••• to A••••• T••••• P•••••• W•••••left Feb 22, 2023, registered Feb 16, 2023 (-6 days) · Wirehouse to independent RIA · moved with a team
- C••• R••••• H••••••••• left A••••• T••••• P•••••• W••••• for Corient (registered 2026-07-30)Jun 12, 2026 · Advisor changed firm · fact
- C••• R••••• H••••••••• left W•••• F•••• A••••••• for A••••• T••••• P•••••• W••••• (registered 2023-02-16)Feb 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address