DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• F•••••

W••••• M••• E••••••••• I•••independent RIANew York, Ny IA-onlyIAPD 7419958

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since Oct 18, 2024

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• M••• E••••••••• I••• independent RIA current
since Jan 15, 2026 · Philadelphia, Pa
C•••••• A••• P••••••• G•••• former current
since Oct 18, 2024 · Washington, Dc
W••••• M••• E••••••••• I••• independent RIA
Aug 28, 2024 to Dec 31, 2025 · Philadelphia, Pa
C•• W•••••• L•• former
Mar 15, 2023 to Dec 31, 2024 · New York, Ny
F•••••• C•••••• A••••••• former
Sep 1, 2022 to Dec 31, 2022 · Charlotte, Nc
F•••••• F•••••••• independent RIA
May 11, 2022 to Jul 15, 2022 · New York, Ny
O••••• I••••••••• A••••••• L•• independent RIA
Jan 7, 2022 to Mar 25, 2022 · New York, Ny
F•••••• C•••••• A••••••• former
Aug 3, 2021 to Apr 20, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

W••••• M••• E••••••••• I••• to C•••••• A••• P••••••• G••••
left Dec 31, 2025, registered Oct 18, 2024 (-439 days) · Other
C•• W•••••• L•• to W••••• M••• E••••••••• I•••
left Dec 31, 2024, registered Aug 28, 2024 (-125 days) · Other
F•••••• C•••••• A••••••• to C•• W•••••• L••
left Dec 31, 2022, registered Mar 15, 2023 (74 days) · RIA to RIA
F•••••• F•••••••• to F•••••• C•••••• A•••••••
left Jul 15, 2022, registered Sep 1, 2022 (48 days) · RIA to RIA
F•••••• C•••••• A••••••• to O••••• I••••••••• A••••••• L••
left Apr 20, 2022, registered Jan 7, 2022 (-103 days) · Other
O••••• I••••••••• A••••••• L•• to F•••••• F••••••••
left Mar 25, 2022, registered May 11, 2022 (47 days) · Other

Signals

D•••••• F••••• left W••••• M••• E••••••••• I••• for C•••••• A••• P••••••• G•••• (registered 2024-10-18)
Dec 31, 2025 · Advisor changed firm · fact
D•••••• F••••• left C•• W•••••• L•• for W••••• M••• E••••••••• I••• (registered 2024-08-28)
Dec 31, 2024 · Advisor changed firm · fact
D•••••• F••••• left F•••••• C•••••• A••••••• for C•• W•••••• L•• (registered 2023-03-15)
Dec 31, 2022 · Advisor changed firm · fact
D•••••• F••••• left F•••••• F•••••••• for F•••••• C•••••• A••••••• (registered 2022-09-01)
Jul 15, 2022 · Advisor changed firm · fact
D•••••• F••••• left F•••••• C•••••• A••••••• for O••••• I••••••••• A••••••• L•• (registered 2022-01-07)
Apr 20, 2022 · Advisor changed firm · fact
D•••••• F••••• left O••••• I••••••••• A••••••• L•• for F•••••• F•••••••• (registered 2022-05-11)
Mar 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address