DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C•••••• A••• P••••••• G••••

Former SEC-registered adviserWashington, District of ColumbiaCRD 333056SEC 801-131246websiteIAPD
Legal name C•••••• A••• P••••••• G••••• L••
Latest filing Oct 29, 2025
First filing on the tape Sep 4, 2024 · 7 filings
SEC status 120-day approval since Oct 4, 2024
RAUM
$46.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$40.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$11.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$46.1M as of Oct 29, 2025
Feb 18, 2025$46.1M then
HNW client RAUM$38.3M as of Oct 29, 2025
Feb 18, 2025$38.3M then
State-registered IARs (5.B.3)2 as of Oct 29, 2025
Feb 18, 20252 then
Employees (5.A)4 as of Oct 29, 2025
Feb 18, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 29, 2025; every figure names its basis
RAUM per advisor
$11.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$869,830derivedHNW RAUM over HNW clients
Average account
$215,297derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$38.3M83%
  • Corporations and businesses$5.4M12%
  • Individuals$2.4M5.3%
Individual clients
15reported
HNW clients
44reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
214reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••••• M•••••• E•••••••Certified Financial PlannerWashington, DcOct 17, 202414 y3
L•••• M••••• M•••••• G•••••Washington, DcJun 18, 202614 y0
M••••• A••••••• Z•••••Annapolis, Md Jun 18, 202612 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • E•••••••• S•••••• M•••••• · Owner, Ccocontrol
      since 08/2024 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Washington, Dc · principal420
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Jul 24, 2025 to Oct 29, 2025
    • Accounts · 0 to 214
      Oct 3, 2024 to Feb 18, 2025
    • Corporate clients · unset to 1.0
      Oct 3, 2024 to Feb 18, 2025
    • HNW clients · unset to 44.0
      Oct 3, 2024 to Feb 18, 2025
    • Individual clients · unset to 15.0
      Oct 3, 2024 to Feb 18, 2025
    • Employees · 3 to 4
      Oct 3, 2024 to Feb 18, 2025
    • Discretionary RAUM · $0 to $46.1M
      Oct 3, 2024 to Feb 18, 2025
    • HNW RAUM · unset to 38272532.0
      Oct 3, 2024 to Feb 18, 2025
    • Individual RAUM · unset to 2419581.0
      Oct 3, 2024 to Feb 18, 2025
    • RAUM · $0 to $46.1M
      Oct 3, 2024 to Feb 18, 2025
    Signals
    2 dated events
    • C•••••• A••• P••••••• G•••• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $46.1M)
      Apr 1, 2026 · Left the SEC roster · derived
    • C•••••• A••• P••••••• G•••• filed its initial SEC registration (Form ADV)
      Sep 4, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    capgllc.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $11.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026