DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••••• J•••• R••••

C••••••• P•••••••independent RIAYukon, Ok IA-onlyIAPD 7425984

Certified Financial Planner

Feed of 09/15/2026

Also filed as A•••••••• J•••• R••••

At current firm

0 y

since Jan 2, 2026

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Jan 2, 2026 · Yukon, Ok
E•••••• F•••••••• E•••••• independent RIA
Apr 15, 2024 to Nov 8, 2024 · Yukon, Ok
E••••• J•••• national BD
Dec 14, 2023 to Apr 11, 2024 · Oklahoma City, Ok
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 7, 2021 to Dec 27, 2023 · Oklahoma City, Ok

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• E•••••• to C••••••• P•••••••
left Nov 8, 2024, registered Jan 2, 2026 (420 days) · RIA to RIA
E••••• J•••• to E•••••• F•••••••• E••••••
left Apr 11, 2024, registered Apr 15, 2024 (4 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Dec 27, 2023, registered Dec 14, 2023 (-13 days) · Wirehouse to affiliated broker-dealer or bank

Signals

A•••••••• J•••• R•••• left E•••••• F•••••••• E•••••• for C••••••• P••••••• (registered 2026-01-02)
Nov 8, 2024 · Advisor changed firm · fact
A•••••••• J•••• R•••• left E••••• J•••• for E•••••• F•••••••• E•••••• (registered 2024-04-15)
Apr 11, 2024 · Advisor changed firm · fact
A•••••••• J•••• R•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E••••• J•••• (registered 2023-12-14)
Dec 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address