DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• P••••• L••••

E•••••• F•••••••• E••••••independent RIADania Beach, FlIA-onlyIAPD 7449219

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Kimberly Prince

At current firm

0 y

since Nov 21, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Nov 21, 2025 · Dania Beach, Fl
E••••• J•••• national BD
Dec 20, 2023 to Feb 12, 2025 · Wilmington, Nc
P•••••••• M•••••• L•• independent RIA
Jun 4, 2023 to Oct 17, 2023 · Bonita Springs, Fl
R•••• F••• M••••••••• L•• independent RIA
Feb 9, 2022 to May 26, 2023 · Lady Lake, Fl
B•••••• L••• A••••••• S•••••••• I••• BD affiliated
Jan 1, 2022 to Feb 14, 2022 · Wilmington, Nc

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to E•••••• F•••••••• E••••••
left Feb 12, 2025, registered Nov 21, 2025 (282 days) · Affiliated broker-dealer or bank to independent RIA
P•••••••• M•••••• L•• to E••••• J••••
left Oct 17, 2023, registered Dec 20, 2023 (64 days) · RIA to affiliated broker-dealer or bank
R•••• F••• M••••••••• L•• to P•••••••• M•••••• L••
left May 26, 2023, registered Jun 4, 2023 (9 days) · RIA to RIA
B•••••• L••• A••••••• S•••••••• I••• to R•••• F••• M••••••••• L••
left Feb 14, 2022, registered Feb 9, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA

Signals

K••••••• P••••• L•••• left E••••• J•••• for E•••••• F•••••••• E•••••• (registered 2025-11-21)
Feb 12, 2025 · Advisor changed firm · fact
K••••••• P••••• L•••• left P•••••••• M•••••• L•• for E••••• J•••• (registered 2023-12-20)
Oct 17, 2023 · Advisor changed firm · fact
K••••••• P••••• L•••• left R•••• F••• M••••••••• L•• for P•••••••• M•••••• L•• (registered 2023-06-04)
May 26, 2023 · Advisor changed firm · fact
K••••••• P••••• L•••• left B•••••• L••• A••••••• S•••••••• I••• for R•••• F••• M••••••••• L•• (registered 2022-02-09)
Feb 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address