RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• N••••• J•••••
- E••••• W••••• A•••••••• L•• independent RIA currentsince Feb 11, 2026 · Denver, Co
- F••••• I••••••••• independent RIAOct 26, 2023 to Jan 6, 2026 · Tampa, Fl
- T•• F•••••••• A••••••• independent RIANov 3, 2021 to Oct 5, 2023 · Greenville, Sc
- F••••• I••••••••• to E••••• W••••• A•••••••• L••left Jan 6, 2026, registered Feb 11, 2026 (36 days) · RIA to RIA
- T•• F•••••••• A••••••• to F••••• I•••••••••left Oct 5, 2023, registered Oct 26, 2023 (21 days) · RIA to RIA
- M••••••• N••••• J••••• left F••••• I••••••••• for E••••• W••••• A•••••••• L•• (registered 2026-02-11)Jan 6, 2026 · Advisor changed firm · fact
- M••••••• N••••• J••••• left T•• F•••••••• A••••••• for F••••• I••••••••• (registered 2023-10-26)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address