RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• H•••••
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIA currentsince Nov 24, 2025 · Omaha, Ne
- J••• M••••• S••••••••• L•• wirehouseMar 21, 2024 to Nov 14, 2025 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseMar 21, 2022 to Feb 27, 2024 · O••••, Ne
- J••• M••••• S••••••••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Nov 14, 2025, registered Nov 24, 2025 (10 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Feb 27, 2024, registered Mar 21, 2024 (23 days) · Wirehouse to wirehouse
- K••• H••••• left J••• M••••• S••••••••• L•• for M••••• O• O•••• I••••••• S•••••••• I••• (registered 2025-11-24)Nov 14, 2025 · Advisor changed firm · fact
- K••• H••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2024-03-21)Feb 27, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address