DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Cobblestone Capital Advisors, LLC
Latest filing Oct 18, 2025
First filing on the tape Mar 27, 2012 · 30 filings
SEC status approved since May 8, 1998
RAUM
$2.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
85%
$2.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
23 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
12
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.9B as of Oct 18, 2025
Mar 27, 2012$973M then
HNW client RAUM$2.2B as of Oct 18, 2025
Mar 27, 2018$1.2B then
State-registered IARs (5.B.3)23 as of Oct 18, 2025
Mar 26, 20130 then
Employees (5.A)43 as of Oct 18, 2025
Mar 26, 201330 then
Private funds12 as of Oct 18, 2025
Mar 26, 20131 then
RAUM +14% over the last fiscal year+3.0% a year over threeIARs 22 to 23offices 1 to 2
Practice profile
derived from the filing of Oct 18, 2025; every figure names its basis
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 74derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $866,230derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 8.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 7.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $1.4B, 729 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B75%
- Individuals$292M10.0%
- Pooled investment vehicles$121M4.1%
- Insurance companies$91.1M3.1%
- Pension and profit-sharing plans$88.6M3.0%
- Charitable organizations$81.3M2.8%
- Corporations and businesses$62.8M2.1%
- Banks and thrifts$3.6M0.1%
- Individual clients
- 922reported
- HNW clients
- 777reported
- Pension plan clients
- 7reported
- Charitable clients
- 28reported
- Accounts
- 3,387reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 729 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
20 left, 0 joined in 12 months
net -20 in 12 months0 left in 90 days0 joined in 90 days20 left over 36 months
Left, latest
- Thomas Martin Bartlett to CaptrustDec 31, 2025 · Other
- John Thomas Dipasquale to CaptrustDec 31, 2025 · Other
- Eric Scott Furnal to CaptrustDec 31, 2025 · Other
- Rachel Kathryn Callea to CaptrustDec 31, 2025 · Other
- Gabriel Konar Chodak to CaptrustDec 31, 2025 · Other
- Gina Lee Dimonda to CaptrustDec 31, 2025 · Other
- Colin John Desrosiers to CaptrustDec 31, 2025 · Other
- Jordan Michael Millner to CaptrustDec 31, 2025 · Other
- Allison Nancy Shuler to CaptrustDec 31, 2025 · Other
- Tobin Benjamin Woodruff to CaptrustDec 31, 2025 · Other
- Zachary Robert Mullally to CaptrustDec 31, 2025 · Other
- Jesse Nathaniel Cramer to CaptrustDec 31, 2025 · Other
- Thomas Edward Bolt to CaptrustDec 31, 2025 · Other
- James Joseph Eckl to CaptrustDec 31, 2025 · Other
- Timothy Joseph Shanahan to CaptrustDec 31, 2025 · Other
Joined, latest
- Isabella Francis Loughlin from Courier Capital, LLCJan 30, 2024 · RIA to RIA
- Charles Edward Ruff from Novem GroupAug 5, 2022 · RIA to RIA
- Neal Todd Heslor from LPL Financial LLCMay 7, 2021 · Other
- Timothy Joseph Shanahan from Federated Securities Corp.May 7, 2021 · Other
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cobblestone Private Real Estate Fund, LP | Real Estate Fund | $27.6M | 99 | Mar 29, 2017 |
| Cobblestone Private Real Estate Fund 2, LP | Real Estate Fund | $26.4M | 89 | Mar 23, 2023 |
| Cobblestone Private Real Estate Fund 2 Qp, LP | Real Estate Fund | $17.6M | 66 | Mar 23, 2023 |
| Cca Mexico Opportunities, LP | Real Estate Fund | $13.0M | 82 | Mar 21, 2024 |
| Cobblestone Private Income Fund L.P. | Other Private Fund | $10.9M | 91 | Jan 4, 2013 |
| Cca Nashville Investors, LP | Real Estate Fund | $10.1M | 77 | Mar 23, 2023 |
| Cca Nashville Investors Qp, LP | Real Estate Fund | $10.1M | 75 | Mar 23, 2023 |
| Cobblestone Private Credit Fund, LP | Other Private Fund | $9.7M | 63 | Mar 15, 2019 |
| Cca Pinecrest Investors, LP | Real Estate Fund | $9.7M | 65 | Jul 17, 2017 |
| Cca Bayview Investors, LP | Real Estate Fund | $6.3M | 79 | Mar 30, 2020 |
| Northpoint 20 Investors, LLC | Real Estate Fund | $2.5M | 20 | Mar 31, 2021 |
| Cobblestone Cp Senior Housing Fund, LP | Real Estate Fund | $491,187 | 82 | Mar 29, 2017 |
| Cobblestone M North LLCno longer reported | Real Estate Fund | $44,435 | 47 | Jul 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Martin Thomas Bartlett · Membercontrolsince 03/1998 · owns 5% to 10%
- Thomas John Dipasquale · Member, Ceocontrolsince 01/2015 · owns 25% to 50%
- Scott Jason Garlock · Member, Managing Director, Chief Investment Officer, Chief Compliance Officercontrolsince 01/2017 · owns 10% to 25%
- Martin Christopher Mooney · Member, Managing Director - Business Developmentcontrolsince 01/2019 · owns 10% to 25%
- Philip Earl Saunders · Trusteecontrolsince 03/2019 · owns F of E. Philip Saunders Revocable Trust
- Joseph James Eckl · Membersince 01/2011 · owns 5% to 10%
- Huntington Peter Greavestunnell · Membersince 03/1998 · owns 5% to 10%
- Joseph Timothy Shanahan · Membersince 04/2011 · owns 5% to 10%
Entity owners
- E. Philip Saunders Revocable Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Cobblestone Private Partners Protected Series, LLC - Ccabi Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Ccamo Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Ccani Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Ccapi Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Ccpshf Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Cpcf Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Cpif Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Cpref 1 Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Cpref 2 Seriespooled vehicle sponsory
- Cobblestone Private Partners Protected Series, LLC - Np20 Seriespooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rochester, Ny · principal | 0 | 0 | 20 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Related adviser · false to trueJun 23, 2025 to Oct 18, 2025
- Related broker-dealer · false to trueJun 23, 2025 to Oct 18, 2025
- Financial planning clients · More than 500 to More than 500Mar 21, 2025 to Jun 23, 2025
- Other offices · 1 to 2Mar 21, 2025 to Jun 23, 2025
- Accounts · 3,163 to 3,387Jun 20, 2024 to Mar 21, 2025
- Charity clients · 25 to 28Jun 20, 2024 to Mar 21, 2025
- HNW clients · 649 to 777Jun 20, 2024 to Mar 21, 2025
- Individual clients · 1,022 to 922Jun 20, 2024 to Mar 21, 2025
- Pension plan clients · 9 to 7Jun 20, 2024 to Mar 21, 2025
- Assets in custody · $977M to $1.4BJun 20, 2024 to Mar 21, 2025
- Employees · 41 to 43Jun 20, 2024 to Mar 21, 2025
- State-registered IARs · 22 to 23Jun 20, 2024 to Mar 21, 2025
- Private funds · 11 to 12Jun 20, 2024 to Mar 21, 2025
- Discretionary RAUM · $2.5B to $2.9BJun 20, 2024 to Mar 21, 2025
- HNW RAUM · $1.8B to $2.2BJun 20, 2024 to Mar 21, 2025
- Individual RAUM · $314M to $292MJun 20, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $50.3M to $16.8MJun 20, 2024 to Mar 21, 2025
- Pension RAUM · $119M to $88.6MJun 20, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $114M to $121MJun 20, 2024 to Mar 21, 2025
- RAUM · $2.6B to $2.9BJun 20, 2024 to Mar 21, 2025
- Accounts · 2,906 to 3,163Jun 14, 2023 to Mar 21, 2024
- Advisory employees · 22 to 23Jun 14, 2023 to Mar 21, 2024
- Charity clients · 23 to 25Jun 14, 2023 to Mar 21, 2024
- Corporate clients · 21 to 20Jun 14, 2023 to Mar 21, 2024
- HNW clients · 583 to 649Jun 14, 2023 to Mar 21, 2024
- Individual clients · 1,028 to 1,022Jun 14, 2023 to Mar 21, 2024
- Pension plan clients · 10 to 9Jun 14, 2023 to Mar 21, 2024
- Pooled vehicle clients · 11 to 12Jun 14, 2023 to Mar 21, 2024
- Assets in custody · $936M to $977MJun 14, 2023 to Mar 21, 2024
- State-registered IARs · 20 to 22Jun 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $2.2B to $2.5BJun 14, 2023 to Mar 21, 2024
- HNW RAUM · $1.5B to $1.8BJun 14, 2023 to Mar 21, 2024
- Individual RAUM · $310M to $314MJun 14, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $49.6M to $50.3MJun 14, 2023 to Mar 21, 2024
- Pension RAUM · $134M to $119MJun 14, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $96.9M to $114MJun 14, 2023 to Mar 21, 2024
- RAUM · $2.3B to $2.6BJun 14, 2023 to Mar 21, 2024
- Accounts · 2,749 to 2,906Dec 7, 2022 to Mar 23, 2023
- Advisory employees · 19 to 22Dec 7, 2022 to Mar 23, 2023
- Advisory activities · 4 to 5Dec 7, 2022 to Mar 23, 2023
Signals
25 dated events
- Cobblestone Capital Advisors, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $2.9B)Jan 2, 2026 · Left the SEC roster · derived
- Timothy Joseph Shanahan left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- Rachel Kathryn Coia left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-30)Dec 31, 2025 · Advisor changed firm · fact
- Zachary Robert Mullally left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- James Joseph Eckl left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- Gabriel Konar Chodak left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-20)Dec 31, 2025 · Advisor changed firm · fact
- Gina Lee Dimonda left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-29)Dec 31, 2025 · Advisor changed firm · fact
- Colin John Desrosiers left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- Jordan Michael Millner left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-11-03)Dec 31, 2025 · Advisor changed firm · fact
- Allison Nancy Shuler left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-28)Dec 31, 2025 · Advisor changed firm · fact
- Tobin Benjamin Woodruff left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-28)Dec 31, 2025 · Advisor changed firm · fact
- Isabella Francis Loughlin left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-29)Dec 31, 2025 · Advisor changed firm · fact
- Jesse Nathaniel Cramer left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-29)Dec 31, 2025 · Advisor changed firm · fact
- Thomas Martin Bartlett left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-11-04)Dec 31, 2025 · Advisor changed firm · fact
- Thomas Edward Bolt left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-30)Dec 31, 2025 · Advisor changed firm · fact
- John Thomas Dipasquale left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-11-04)Dec 31, 2025 · Advisor changed firm · fact
- Eric Scott Furnal left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-30)Dec 31, 2025 · Advisor changed firm · fact
- Charles Edward Ruff left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- Peter Huntington Greaves-Tunnell left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-28)Dec 31, 2025 · Advisor changed firm · fact
- Christopher Martin Mooney left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-11-06)Dec 31, 2025 · Advisor changed firm · fact
- Jason Scott Garlock left Cobblestone Capital Advisors, Llc for Captrust (registered 2025-10-27)Dec 31, 2025 · Advisor changed firm · fact
- Cobblestone Capital Advisors, LLC's advisors moved to Captrust (Rochester, NY): 20 of 20 registered, on the same dayDec 31, 2025 · Firm absorbed (people side) · derived
- Neal Todd Heslor left Cobblestone Capital Advisors, Llc for Clark Asset Management, Llc (registered 2024-01-02)Jul 18, 2023 · Advisor changed firm · fact
- Cobblestone Capital Advisors, Llc reported 17 state-registered advisory representatives, up from 0 (2021-03-25 to 2022-03-17)Mar 17, 2022 · Advisor headcount change · derived
- Philip Earl Saunders (Trustee) appeared on Schedule A of Cobblestone Capital Advisors, LlcMar 22, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Cobblestone Capital Advisors, LLC · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Cobblestone Capital Advisors, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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