RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- E••••• W••••• A•••••••• L•• independent RIA currentsince Feb 25, 2026 · St. Petersburg, Fl
- E•••••• F•••••••• E•••••• independent RIAAug 13, 2025 to Feb 20, 2026 · Frisco, Tx
- F••••• I••••••••• independent RIAMay 9, 2022 to Jun 4, 2025 · Plano, Tx
- E•••••• F•••••••• E•••••• to E••••• W••••• A•••••••• L••left Feb 20, 2026, registered Feb 25, 2026 (5 days) · RIA to RIA
- F••••• I••••••••• to E•••••• F•••••••• E••••••left Jun 4, 2025, registered Aug 13, 2025 (70 days) · RIA to RIA
- C••••• D••••• C•••• left E•••••• F•••••••• E•••••• for E••••• W••••• A•••••••• L•• (registered 2026-02-25)Feb 20, 2026 · Advisor changed firm · fact
- C••••• D••••• C•••• left F••••• I••••••••• for E•••••• F•••••••• E•••••• (registered 2025-08-13)Jun 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address