DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• K•• M•••••

E•••••• A••••••• G••••• L••BD affiliatedGreenwood Village, Co dual registrantIAPD 7519968

Feed of 09/15/2026

Also filed as H•••••• M•••••

At current firm

0 y

since May 31, 2026

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since May 31, 2026 · Brandon, Ms
S••••• A••••••• W•••••• L•• independent RIA
Apr 22, 2026 to May 12, 2026 · Ridgeland, Ms
L•• F•••••••• L•• BD affiliated
Aug 18, 2025 to Apr 17, 2026 · Flowood, Ms
J••• M••••• S••••••••• L•• wirehouse
Aug 21, 2024 to Aug 17, 2025 · Jackson, Ms
C•••••• S••••• • C••• I••• national BD
Nov 28, 2023 to Aug 14, 2024 · Ridgeland, Ms

Moves

a registration end followed by a registration begin elsewhere

S••••• A••••••• W•••••• L•• to E•••••• A••••••• G••••• L••
left May 12, 2026, registered May 31, 2026 (19 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to S••••• A••••••• W•••••• L••
left Apr 17, 2026, registered Apr 22, 2026 (5 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Aug 17, 2025, registered Aug 18, 2025 (1 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Aug 14, 2024, registered Aug 21, 2024 (7 days) · Affiliated broker-dealer or bank to wirehouse

Signals

H•••••• K•• M••••• left S••••• A••••••• W•••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-05-31)
May 12, 2026 · Advisor changed firm · fact
H•••••• K•• M••••• left L•• F•••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2026-04-22)
Apr 17, 2026 · Advisor changed firm · fact
H•••••• K•• M••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-08-18)
Aug 17, 2025 · Advisor changed firm · fact
H•••••• K•• M••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2024-08-21)
Aug 14, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address