DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• M• R•••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseHunt Valley, Mddual registrantIAPD 7535904

Feed of 09/14/2026

Also filed as B•••••• R•••••••

At current firm

1 y

since Jul 11, 2025

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jul 11, 2025 · Hunt Valley, Md
J••• M••••• S••••••••• L•• wirehouse
Apr 25, 2025 to Jun 29, 2025 · San Francisco, Ca
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Mar 28, 2025 · Cockeysville, Md
P•••• S••••••••• L•• no RAUM
Feb 12, 2024 to Nov 14, 2024 · North Bethesda, Md
W•••• F•••• A••••••• wirehouse
May 31, 2023 to Feb 6, 2024 · Pasadena, Md
T• R••• P•••• A••••••• S•••••••• I••• BD affiliated
Sep 12, 2022 to May 11, 2023 · Owings Mills, Md

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 29, 2025, registered Jul 11, 2025 (12 days) · Wirehouse to wirehouse
L•• E••••••••• L•• to J••• M••••• S••••••••• L••
left Mar 28, 2025, registered Apr 25, 2025 (28 days) · Other
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to P•••• S••••••••• L••
left Feb 6, 2024, registered Feb 12, 2024 (6 days) · Wirehouse to affiliated broker-dealer or bank
T• R••• P•••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
left May 11, 2023, registered May 31, 2023 (20 days) · RIA to wirehouse

Signals

B•••••• M• R••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-07-11)
Jun 29, 2025 · Advisor changed firm · fact
B•••••• M• R••••••• left L•• E••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-04-25)
Mar 28, 2025 · Advisor changed firm · fact
B•••••• M• R••••••• left W•••• F•••• A••••••• for P•••• S••••••••• L•• (registered 2024-02-12)
Feb 6, 2024 · Advisor changed firm · fact
B•••••• M• R••••••• left T• R••• P•••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2023-05-31)
May 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address