RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• D•••
- U••• I••••••••• S••••••• C•••••• no RAUM currentsince Aug 19, 2026 · Tampa, Fl
- P••• A••••• S••••••••• L•• BD affiliatedSep 30, 2025 to Jul 31, 2026 · Naples, Fl
- F•••• C•••••• A••••••• S••••••• BD affiliatedJan 17, 2023 to Oct 20, 2025 · Naples, Fl
- P••• A••••• S••••••••• L•• to U••• I••••••••• S••••••• C••••••left Jul 31, 2026, registered Aug 19, 2026 (19 days) · Other · moved with a team
- F•••• C•••••• A••••••• S••••••• to P••• A••••• S••••••••• L••left Oct 20, 2025, registered Sep 30, 2025 (-20 days) · Affiliated broker-dealer or bank to another
- T••• D••• left P••• A••••• S••••••••• L•• for U••• I••••••••• S••••••• C•••••• (registered 2026-08-19)Jul 31, 2026 · Advisor changed firm · fact
- T••• D••• left F•••• C•••••• A••••••• S••••••• for P••• A••••• S••••••••• L•• (registered 2025-09-30)Oct 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address