DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Syeda Husnaa Mahmood

Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseOak Brook, Ildual registrantIAPD 7592660

Feed of 09/14/2026

Also filed as Syeda H Mahmood

At current firm

0 y

since Aug 11, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse current
since Aug 11, 2026 · Oak Brook, Il
Ae Wealth Management, LLC BD affiliated
Feb 25, 2026 to Jun 5, 2026 · Chicago, Il
Sage Private Wealth Group, LLC independent RIA
Oct 16, 2024 to Aug 21, 2025 · Oakbrook Terrace, Il
Wells Fargo Advisors wirehouse
Mar 21, 2023 to Oct 29, 2024 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Ae Wealth Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Jun 5, 2026, registered Aug 11, 2026 (67 days) · Affiliated broker-dealer or bank to wirehouse
Sage Private Wealth Group, LLC to Ae Wealth Management, LLC
left Aug 21, 2025, registered Feb 25, 2026 (188 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to Sage Private Wealth Group, LLC
left Oct 29, 2024, registered Oct 16, 2024 (-13 days) · Wirehouse to independent RIA

Signals

Syeda Husnaa Mahmood left Ae Wealth Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-08-11)
Jun 5, 2026 · Advisor changed firm · fact
Syeda Husnaa Mahmood left Sage Private Wealth Group, Llc for Ae Wealth Management, Llc (registered 2026-02-25)
Aug 21, 2025 · Advisor changed firm · fact
Syeda Husnaa Mahmood left Wells Fargo Advisors for Sage Private Wealth Group, Llc (registered 2024-10-16)
Oct 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address