RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••••••• R• P••••
- N••••••••• I••••••••• A•••••••• L•• BD affiliated currentsince Jun 17, 2025 · Columbus, Oh
- F••••• I••••••••• independent RIASep 13, 2023 to Apr 14, 2025 · Plano, Tx
- I•••••• W••••• independent RIAOct 4, 2022 to May 12, 2023 · Cedar Park, Tx
- F••••• I••••••••• to N••••••••• I••••••••• A•••••••• L••left Apr 14, 2025, registered Jun 17, 2025 (64 days) · RIA to affiliated broker-dealer or bank
- I•••••• W••••• to F••••• I•••••••••left May 12, 2023, registered Sep 13, 2023 (124 days) · RIA to RIA
- A••••••••• R• P•••• left F••••• I••••••••• for N••••••••• I••••••••• A•••••••• L•• (registered 2025-06-17)Apr 14, 2025 · Advisor changed firm · fact
- A••••••••• R• P•••• left I•••••• W••••• for F••••• I••••••••• (registered 2023-09-13)May 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address