DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• J•• M••••
Feed of 09/14/2026
Also filed as T••••• J•• M••••
At current firm
0 y
since Aug 6, 2026
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 6, 2026 · Scottsdale, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 25, 2025 to Mar 10, 2026 · Highland, Ut
- M••••• S•••••• wirehouseJun 30, 2025 to Jul 18, 2025 · Sandy, Ut
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Apr 11, 2025 · Boston, Ma
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 15, 2023 to Mar 31, 2025 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••••••• A•••••••• I•••left Mar 10, 2026, registered Aug 6, 2026 (149 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 18, 2025, registered Aug 25, 2025 (38 days) · Wirehouse to wirehouse
- S•••••••• A••••••• L•• to M••••• S••••••left Apr 11, 2025, registered Jun 30, 2025 (80 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- T••••• J•• M•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for V••••••• A•••••••• I••• (registered 2026-08-06)Mar 10, 2026 · Advisor changed firm · fact
- T••••• J•• M•••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-08-25)Jul 18, 2025 · Advisor changed firm · fact
- T••••• J•• M•••• left S•••••••• A••••••• L•• for M••••• S•••••• (registered 2025-06-30)Apr 11, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address