RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A• S••••
- Q• A•••••••• L•• no RAUM currentsince Aug 5, 2026 · Weeki Wachee , Fl
- F••••• I••••••••• independent RIAMay 16, 2024 to Jun 25, 2026 · Tampa, Fl
- M••••• S•••••• wirehouseJan 18, 2024 to May 14, 2024 · Tampa, Fl
- F••••• I••••••••• to Q• A•••••••• L••left Jun 25, 2026, registered Aug 5, 2026 (41 days) · Other
- M••••• S•••••• to F••••• I•••••••••left May 14, 2024, registered May 16, 2024 (2 days) · Wirehouse to independent RIA · moved with a team
- J•••• A• S•••• left F••••• I••••••••• for Q• A•••••••• L•• (registered 2026-08-05)Jun 25, 2026 · Advisor changed firm · fact
- J•••• A• S•••• left M••••• S•••••• for F••••• I••••••••• (registered 2024-05-16)May 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address