DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Austin Tanner

Morgan StanleywirehousePurchase, Nydual registrantIAPD 7698884

Feed of 09/14/2026

Also filed as Austin Tanner

At current firm

1 y

since Jun 11, 2025

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Jun 11, 2025 · Purchase, Ny
J.P. Morgan Securities LLC wirehouse
Apr 15, 2024 to Jun 5, 2025 · New York, Ny
Masterworks Advisers, LLC independent RIA
Jan 12, 2024 to Feb 28, 2024 · New York, Ny
Thrivent Investment Management Inc. BD affiliated
Jun 29, 2023 to Jan 16, 2024 · Destin, Fl

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Morgan Stanley
left Jun 5, 2025, registered Jun 11, 2025 (6 days) · Wirehouse to wirehouse · moved with a team
Masterworks Advisers, LLC to J.P. Morgan Securities LLC
left Feb 28, 2024, registered Apr 15, 2024 (47 days) · Other
Thrivent Investment Management Inc. to Masterworks Advisers, LLC
left Jan 16, 2024, registered Jan 12, 2024 (-4 days) · Other

Signals

Austin Tanner left J.P. Morgan Securities Llc for Morgan Stanley (registered 2025-06-11)
Jun 5, 2025 · Advisor changed firm · fact
Austin Tanner left Masterworks Advisers, Llc for J.P. Morgan Securities Llc (registered 2024-04-15)
Feb 28, 2024 · Advisor changed firm · fact
Austin Tanner left Thrivent Investment Management Inc. for Masterworks Advisers, Llc (registered 2024-01-12)
Jan 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address