RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• L•• T••••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince May 19, 2026 · Senoia, Ga
- S•••• I••••• S••••••••• L•• independent RIAJan 2, 2026 to Feb 25, 2026 · Peachtree City, Ga
- E••••• J•••• national BDNov 22, 2023 to Dec 2, 2025 · Senoia, Ga
- S•••• I••••• S••••••••• L•• to E•••••• A••••••• G••••• L••left Feb 25, 2026, registered May 19, 2026 (83 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to S•••• I••••• S••••••••• L••left Dec 2, 2025, registered Jan 2, 2026 (31 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• L•• T•••••••• left S•••• I••••• S••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-05-19)Feb 25, 2026 · Advisor changed firm · fact
- C••••••••• L•• T•••••••• left E••••• J•••• for S•••• I••••• S••••••••• L•• (registered 2026-01-02)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address