RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A••• D•••••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Oct 31, 2025 · Jacksonville, Fl
- E•••• S••••••••• L•• BD affiliatedMay 22, 2025 to Oct 21, 2025 · Jacksonville, Fl
- E••••• J•••• national BDAug 24, 2023 to Mar 7, 2025 · Jacksonville, Fl
- E•••• S••••••••• L•• to P•••••••• S••••••••• I•••left Oct 21, 2025, registered Oct 31, 2025 (10 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to E•••• S••••••••• L••left Mar 7, 2025, registered May 22, 2025 (76 days) · Affiliated broker-dealer or bank to another
- C•••• A••• D••••••••• left E•••• S••••••••• L•• for P•••••••• S••••••••• I••• (registered 2025-10-31)Oct 21, 2025 · Advisor changed firm · fact
- C•••• A••• D••••••••• left E••••• J•••• for E•••• S••••••••• L•• (registered 2025-05-22)Mar 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address