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RIA Intelligence
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Registered advisor
E••• J••• R•••••
Feed of 09/14/2026
Also filed as E••• J••• R•••••
At current firm
0 y
since Oct 29, 2025
In the industry
12 y
since Jul 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 29, 2025 · Edina, Mn
- M••••• S•••••• wirehouseMar 28, 2024 to Oct 13, 2025 · Wayzata, Mn
- W•••• F•••• A••••••• wirehouseOct 11, 2023 to Apr 3, 2024 · Plymouth, Mn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 22, 2023 to Sep 18, 2023 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Oct 13, 2025, registered Oct 29, 2025 (16 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M••••• S••••••left Apr 3, 2024, registered Mar 28, 2024 (-6 days) · Wirehouse to wirehouse · moved with a team
- T••••••• I••••••••• M••••••••• I••• to W•••• F•••• A•••••••left Sep 18, 2023, registered Oct 11, 2023 (23 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- E••• J••• R••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-10-29)Oct 13, 2025 · Advisor changed firm · fact
- E••• J••• R••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2024-03-28)Apr 3, 2024 · Advisor changed firm · fact
- E••• J••• R••••• left T••••••• I••••••••• M••••••••• I••• for W•••• F•••• A••••••• (registered 2023-10-11)Sep 18, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address