DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Christian O'Connor
Feed of 09/15/2026
At current firm
0 y
since Aug 14, 2026
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Advisory Alpha, LLC independent RIA currentsince Aug 14, 2026 · Naperville, Il
- Brookstone Wealth Advisors, LLC no RAUMSep 6, 2024 to Aug 12, 2026 · Wheaton, Il
- Gradient Advisors, LLC independent RIAJul 31, 2024 to Sep 6, 2024 · Naperville, Il
- Ae Wealth Management, LLC BD affiliatedNov 29, 2023 to Jul 9, 2024 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Brookstone Wealth Advisors, LLC to Advisory Alpha, LLCleft Aug 12, 2026, registered Aug 14, 2026 (2 days) · Other · moved with a team
- Gradient Advisors, LLC to Brookstone Wealth Advisors, LLCleft Sep 6, 2024, registered Sep 6, 2024 (0 days) · Other
- Ae Wealth Management, LLC to Gradient Advisors, LLCleft Jul 9, 2024, registered Jul 31, 2024 (22 days) · RIA to RIA · moved with a team
Signals
- Ryan Christian O'Connor left Brookstone Wealth Advisors, Llc for Advisory Alpha, Llc (registered 2026-08-14)Aug 12, 2026 · Advisor changed firm · fact
- Ryan Christian O'Connor left Gradient Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2024-09-06)Sep 6, 2024 · Advisor changed firm · fact
- Ryan Christian O'Connor left Ae Wealth Management, Llc for Gradient Advisors, Llc (registered 2024-07-31)Jul 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address