RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• N•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 29, 2026 · Greenwood Village, Co
- E••••• J•••• national BDJan 26, 2026 to May 27, 2026 · Ooltewah, Tn
- T••••••• I••••••••• M••••••••• I••• BD affiliatedDec 16, 2024 to Oct 29, 2025 · Ooltewah, Tn
- E••••• J•••• to E•••••• A••••••• G••••• L••left May 27, 2026, registered Jul 29, 2026 (63 days) · Affiliated broker-dealer or bank to another
- T••••••• I••••••••• M••••••••• I••• to E••••• J••••left Oct 29, 2025, registered Jan 26, 2026 (89 days) · Affiliated broker-dealer or bank to another
- T••• N••••• left E••••• J•••• for E•••••• A••••••• G••••• L•• (registered 2026-07-29)May 27, 2026 · Advisor changed firm · fact
- T••• N••••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2026-01-26)Oct 29, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address