RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• N••••• S•••••
- S••••••••• I••••••••• independent RIA currentsince Apr 6, 2026 · Spokane, Wa
- O••••••••• S••••••••• I••• BD affiliatedMar 4, 2026 to Mar 23, 2026 · Indianapolis, In
- E•••• S••••••••• L•• BD affiliatedJun 30, 2025 to Feb 6, 2026 · Spokane, Wa
- O••••••••• S••••••••• I••• to S••••••••• I•••••••••left Mar 23, 2026, registered Apr 6, 2026 (14 days) · Affiliated broker-dealer or bank to independent RIA
- E•••• S••••••••• L•• to O••••••••• S••••••••• I•••left Feb 6, 2026, registered Mar 4, 2026 (26 days) · Affiliated broker-dealer or bank to another
- E•••• N••••• S••••• left O••••••••• S••••••••• I••• for S••••••••• I••••••••• (registered 2026-04-06)Mar 23, 2026 · Advisor changed firm · fact
- E•••• N••••• S••••• left E•••• S••••••••• L•• for O••••••••• S••••••••• I••• (registered 2026-03-04)Feb 6, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address