RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• A••••• H••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 31, 2026 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 13, 2026 to Aug 4, 2026 · Houston, Tx
- S•••••••• A••••••• L•• national BDJun 13, 2025 to Jan 21, 2026 · Houston, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••left Aug 4, 2026, registered Jul 31, 2026 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S•••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 21, 2026, registered Jan 13, 2026 (-8 days) · Affiliated broker-dealer or bank to another
- C•••• A••••• H•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-07-31)Aug 4, 2026 · Advisor changed firm · fact
- C•••• A••••• H•••• left S•••••••• A••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-01-13)Jan 21, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address