RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A••• H•••••••
- P••••••••• state registered currentsince Apr 30, 2020 · West Conshohocken, Pa
- H•••••• T••••••• • K•••• L•• independent RIAJun 9, 2015 to Mar 10, 2020 · Conshohocken, Pa
- M••••• W••••• P•••••••• L•• formerJul 12, 2012 to Jun 2, 2015 · Paoli, Pa
- C••••••••• F•••••••• N•••••• national BDJun 15, 2010 to Jul 9, 2012 · Conshohocken, Pa
- P••••••••• unclassifiedJan 5, 1993 to Jun 17, 2015 · Conshohocken, Pa
- H•••••• T••••••• • K•••• L•• to P•••••••••left Mar 10, 2020, registered Apr 30, 2020 (51 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- P••••••••• to C••••••••• F•••••••• N••••••left Jun 17, 2015, registered Jun 15, 2010 (-1828 days) · Other
- M••••• W••••• P•••••••• L•• to H•••••• T••••••• • K•••• L••left Jun 2, 2015, registered Jun 9, 2015 (7 days) · Other
- C••••••••• F•••••••• N•••••• to M••••• W••••• P•••••••• L••left Jul 9, 2012, registered Jul 12, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address