B••••• D•••••

• A••••••• S••••••• N•••••• independent RIA current
  since Jun 14, 2021 · Atlanta, Ga
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Apr 12, 2019 to Jun 9, 2021 · West Palm Beach, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 25, 2012 to Mar 22, 2019 · Boca Raton, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 17, 2006 to Oct 29, 2012 · Boca Raton, Fl
• M••••• S•••••• D• I••• unclassified
  Jan 21, 1994 to Jul 18, 2006 · Delray Beach, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to A••••••• S••••••• N••••••
  left Jun 9, 2021, registered Jun 14, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Mar 22, 2019, registered Apr 12, 2019 (21 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
  left Oct 29, 2012, registered Oct 25, 2012 (-4 days) · Wirehouse to wirehouse
• M••••• S•••••• D• I••• to W•••• F•••• A•••••••
  left Jul 18, 2006, registered Jul 17, 2006 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

39derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address