W•••••• J•••• T•••••

• O•••• W•••••• I••• BD affiliated current
  since Mar 29, 2019 · Raleigh, Nc
• C•••••• A••••••• BD affiliated
  Jun 4, 2012 to Apr 2, 2019 · Raleigh, Nc
• L•••••• I••••••••• independent RIA
  Jun 1, 2012 to Apr 2, 2019 · Raleigh, Nc
• C••••••••• A•••••••• I•• former
  Dec 31, 2001 to Jun 1, 2012 · Raleigh, Nc

• C•••••• A••••••• to O•••• W•••••• I•••
  left Apr 2, 2019, registered Mar 29, 2019 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•••••• I••••••••• to C•••••• A•••••••
  left Apr 2, 2019, registered Jun 4, 2012 (-2493 days) · Other
• C••••••••• A•••••••• I•• to L•••••• I•••••••••
  left Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

50derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address