DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• L••••• F••

T••••••• S••••••• A•••••••BD affiliatedBexley, Ohdual registrantIAPD 874119

Feed of 09/14/2026

Also filed as Bob Fox

At current firm

3 y

since Jan 20, 2023

In the industry

41 y

since Nov 14, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• S••••••• A••••••• BD affiliated current
since Jan 20, 2023 · Bexley, Oh
1••• A••••••• former
Aug 21, 2019 to Jan 17, 2023 · West Conshohocken, Pa
C••••••••• A••••••• L•• unclassified
Jun 19, 2017 to Aug 15, 2019 · Columbus, Oh
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Nov 14, 2014 · Columbus, Oh
A• G• E•••••• • S•••• I••• unclassified
Dec 5, 2005 to Jan 1, 2008 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

1••• A••••••• to T••••••• S••••••• A•••••••
left Jan 17, 2023, registered Jan 20, 2023 (3 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••••••••• A••••••• L•• to 1••• A•••••••
left Aug 15, 2019, registered Aug 21, 2019 (6 days) · Other · moved with a team
W•••• F•••• A••••••• to C••••••••• A••••••• L••
left Nov 14, 2014, registered Jun 19, 2017 (948 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

R••••• L••••• F•• left 1••• A••••••• for T••••••• S••••••• A••••••• (registered 2023-01-20)
Jan 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address