DFX Intelligence
Advisors
Advisors registered through Pgim Investments LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
73 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Erik Kris Nanda dual registrant | Pgim Investments LLC asset manager | Whitehiuse Station, Nj | Feb 27, 2025 | 32 y | 0 | 1 |
| Connor M O'Neill dual registrant | Pgim Investments LLC asset manager | Newark, Nj | Dec 20, 2018 | 13 y | 1 | 1 |
| Brendan Christopher Oneil dual registrant | Pgim Investments LLC asset manager | Newark, Nj | Feb 18, 2025 | 11 y | 0 | 1 |
| S••• V• P••••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Jul 24, 2019 | 13 y | 1 | 1 |
| S••••• M•••• P•••••• dual registrant | P••• I••••••••• L•• asset manager | Parkland, Fl | Jun 5, 2008 | 26 y | 0 | 1 |
| A••• R• P•••••••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Jan 4, 2023 | 15 y | 1 | 1 |
| H•••• T• R••••••• dual registrant | P••• I••••••••• L•• asset manager | New City, Ny | Aug 19, 2010 | 19 y | 2 | 1 |
| G•••••• A•••••• R•••• dual registrant | P••• I••••••••• L•• asset manager | Alamo, Ca | Sep 12, 2008 | 31 y | 1 | 1 |
| J•••• R••••• R•••••• dual registrant | P••• I••••••••• L•• asset manager | Westchester, Pa | May 12, 2015 | 22 y | 3 | 1 |
| R••• A••• R••••• dual registrant | P••• I••••••••• L•• asset manager | Seattle, Wa | Jul 25, 2022 | 14 y | 3 | 1 |
| J•••• S••••••• dual registrant | P••• I••••••••• L•• asset manager | Birmingham, Al | Dec 3, 2018 | 11 y | 1 | 1 |
| P••••• M•••••• S••••• dual registrant | P••• I••••••••• L•• asset manager | Rye, Ny | Jan 21, 2010 | 25 y | 2 | 1 |
| J••• J•••• S•••••• dual registrant | P••• I••••••••• L•• asset manager | Hoboken, Nj | May 6, 2026 | 11 y | 1 | 1 |
| N••••• P••••••••• S•••• dual registrant | P••• I••••••••• L•• asset manager | St. Petersburg, Fl | Dec 14, 2011 | 16 y | 1 | 1 |
| D••••••• S•••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Oct 27, 2015 | 12 y | 1 | 1 |
| E••• J••• S••••• dual registrant | P••• I••••••••• L•• asset manager | Newtown, Pa | Dec 14, 2011 | 33 y | 3 | 1 |
| J••••• L•••• T••••• dual registrant | P••• I••••••••• L•• asset manager | San Marcos, Ca | Sep 20, 2011 | 28 y | 2 | 1 |
| T•••••• J••• T••• dual registrant | P••• I••••••••• L•• asset manager | Bridgewater, Nj | Aug 26, 2002 | 33 y | 0 | 1 |
| I••• J••••• W••••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Oct 8, 2004 | 28 y | 1 | 1 |
| K•••• W••• Chartered Financial Analyst · dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Apr 13, 2022 | 23 y | 1 | 1 |
| P••• W•••••• L•• W••••••• dual registrant | P••• I••••••••• L•• asset manager | Gainesville, Va | Jan 12, 2010 | 29 y | 2 | 1 |
| W••• D•• W•••••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Aug 28, 2024 | 11 y | 1 | 1 |
| R•••••• J•••• W•••••••• dual registrant | P••• I••••••••• L•• asset manager | Newark, Nj | Jan 1, 2026 | 26 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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