DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisors

Advisors registered through Seia

Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.

AdvisorFirmBranchHere sinceIn industryPrior firmsStates
Hannah Showalter Adams
dual registrant
Seia BD affiliatedNewport Beach, Ca Feb 4, 202611 y01
Hampton Collier Adams
dual registrant
Seia BD affiliatedLos Angeles, Ca Jul 16, 201218 y11
Anthony Joseph Amaradio
Seia BD affiliatedAliso Viejo, Ca Oct 17, 202542 y32
D••••• A•••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedAliso Viejo, Ca Oct 27, 202539 y31
S•••• M••••••• A•••
dual registrant
S••• BD affiliatedLos Angeles, Ca Oct 17, 202538 y31
P•••••• D• A••••
S••• BD affiliatedLos Angeles, CaJan 2, 202618 y41
J••••••• D•••••• H••••• A••••
dual registrant
S••• BD affiliatedHarper Woods, Mi Oct 4, 202415 y01
J••••••• A••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Jun 24, 202432 y52
R•••••• B••••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Jun 24, 202419 y33
H••••• A• B••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaOct 26, 202115 y36
C••• E••••••• B••••
Certified Financial Planner · dual registrant
S••• BD affiliatedChapel Hill, Nc Jan 22, 202623 y02
H•••••• B••••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Nov 5, 202512 y21
C••• G•••••• B•••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaJan 2, 202511 y02
G•••••••• H• C••••• S••••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Jul 10, 201710 y01
R••• C••••
dual registrant
S••• BD affiliatedLos Angeles, CaSep 8, 202510 y01
J•••• L• C••••
Certified Financial Planner · dual registrant
S••• BD affiliatedFor Lauderdale, Fl Jan 23, 202319 y12
A•••••••• T••••••• C•••••
dual registrant
S••• BD affiliatedLos Angeles, CaAug 3, 202611 y31
W•••••• R•••••• C••••••
dual registrant
S••• BD affiliatedNewport Beach, Ca Aug 2, 201214 y02
J•••• C•••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaApr 1, 202511 y12
M••• E••••• C•••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedNewport Beach, Ca Mar 27, 201938 y03
P•••••• C••••••• C••••••
dual registrant
S••• BD affiliatedNewport Beach, Ca Jul 26, 202124 y31
R••••• J•••• C••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedPasadena, Ca Nov 2, 201628 y52
J••••• D•••• D••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedTyson'S Corner, Va Jun 28, 201219 y23
M•••••• A•••••• D•••••
dual registrant
S••• BD affiliatedCleveland, Oh Jun 26, 202418 y31
K••• R••••• D••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Nov 30, 201712 y02
E••••• D•••••••
Chartered Financial Consultant · dual registrant
S••• BD affiliatedCleveland, Oh Jul 2, 202446 y43
V•••••• A•••••• D•••••
Certified Financial Planner · dual registrant
S••• BD affiliatedRedondo Beach, Ca Mar 9, 200130 y02
S••••••• K• D•••••
dual registrant
S••• BD affiliatedLos Angeles, CaApr 19, 202210 y11
M•••••• J••••• E••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Nov 4, 200330 y12
A••••• F•••••••
dual registrant
S••• BD affiliatedLos Angeles, CaAug 3, 202610 y01
C••••• S••••• F•••
Certified Financial Planner
S••• BD affiliatedChicago, Il Jul 28, 202610 y11
A•••• F••••
dual registrant
S••• BD affiliatedLos Angeles, Ca May 11, 202611 y01
T••• A• F••••••
dual registrant
S••• BD affiliatedNewport Beach, Ca Oct 29, 201330 y21
K•••• A•• F•••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Jan 1, 202512 y11
R•••••• E•••••••• F••••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Jul 7, 202314 y01
E••• A•••• F••••••••
dual registrant
S••• BD affiliatedLos Angeles, CaSep 2, 202611 y01
C••••••••• M•••••• G••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaJan 2, 202511 y12
C••••••••• G•••••••
S••• BD affiliatedLos Angeles, CaDec 18, 202511 y01
B••••••• R•••• G••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Jun 22, 202611 y21
W•••••• G••••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Jun 27, 202431 y43
M••• G••••••••
dual registrant
S••• BD affiliatedLos Angeles, Ca Oct 17, 202531 y32
C•••• G••••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Mar 20, 202412 y21
N••••••• R••••• G•••••
Certified Financial Planner · dual registrant
S••• BD affiliatedCleveland, Oh Sep 18, 202513 y11
E•••• H•••••••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaDec 10, 202510 y31
M•••••• W••• H••••••
dual registrant
S••• BD affiliatedLos Angeles, CaJan 26, 202611 y01
C••••• H••••
Chartered Financial Analyst · dual registrant
S••• BD affiliatedLos Angeles, CaApr 20, 202611 y01
P••••• T••••• H•••••••••
Chartered Financial Analyst · dual registrant
S••• BD affiliatedLos Angeles, Ca Sep 3, 202413 y01
E••• D•••• H•••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, Ca Sep 19, 202221 y12
L•••••• F•••••••• H••••
Certified Financial Planner · dual registrant
S••• BD affiliatedRedondo Beach, Ca Apr 1, 201625 y02
B•••• D•••• H•••••
Certified Financial Planner · dual registrant
S••• BD affiliatedLos Angeles, CaJan 5, 200442 y16

The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Page 1 of 3Next
140 advisors match.